Midlands Investment Agency are FCA-regulated independent financial advisers based in Wolverhampton. We provide financial planning advice and investment advice (or ‘wealth management’ advice as it is also called), to individuals, charities, trusts, and companies.
When this policy mentions “Midlands Investment Agency”, “we”, “us”, “our” all of those terms refer to Midlands Investment Agency Ltd (company number: 9221850) with registered offices located at 16 High Street, Tettenhall, Wolverhampton, West Midlands, WV6 8QT.
The person responsible for data protection is Martin Dodd. You can contact him by emailing him at email@example.com, or by calling him on 01902 742221, or by writing to him at 16 High Street, Tettenhall, Wolverhampton, West Midlands, WV6 8QT.
Purpose of this policy
The objective of this policy is to give clear indications on how Midlands Investment Agency processes your personal data when you visit the website. It also gives information with regards to the way personal data is being processed when you submit a request to be contacted.
Data protection laws
We process your personal data in line with UK laws and regulations and more specifically The General Data Protection Regulation (GDPR)
Under GDPR, consent should be given in a positive and affirmative way by individuals who share their personal data with organisations. According to the European Data Protection Directive, consent means: “any freely given specific and informed indication of his wishes by which the data subject signifies his agreement to personal data relating to him being processed.”
When you submit your personal data on the website, you need to submit it along with your affirmative consent. We will also record your consent.
Personal data collected
We gather a certain amount of personal data from the website. We only collect the personal data that you directly submit to us.
The data collected includes all of the following:
First name, Surname, Phone number, Address and a summary of your enquiry.
Midlands Investment Agency collects this data so as to be able to contact you once you have submitted a request.
The following details how we use the data that you have submitted to Midlands Investment Agency through email or through the website:
Understand your needs and whether we may be able to help you
Contact you with regards to the query you have submitted
Provide you with information as to how the firm may be able to help you
Confirm what is required so that the firm can provide you with advice
Third parties and overseas transfers
When your personal data needs to be transferred to an overseas country that is not part of the EEA (European Economic Area), we will always ensure that there are adequate levels of protection and similar legislation with regards to data protection.
Each country might have different laws and regulations with regards to data protection, however, there are some agreements in place, e.g. the privacy shield for the United States of America.
Overseas transfers will only be possible when we have your prior affirmative consent to process your personal data. We will contact you to obtain such consent when required.
Data security safeguards
You have several rights with regard to your personal data under GDPR. You can submit a “subject access request” if you wish to obtain a copy of all the personal data we hold about you.
You can request to have your personal data updated and you can also require to
have your data deleted and not be further processed.
You can also request to have your personal data transferred to another controller.
Your rights under the General Data Protection Regulation
Under the GDPR, you have all the following rights:
The right to rectification
The right to access
The right to erasure
The right to restriction
The right to object
The right to lodge a complaint
In order to exercise those rights, please contact Martin Dodd by emailing him at firstname.lastname@example.org, or by calling him on 01902 742221,
or by writing to him at 16 High Street, Tettenhall, Wolverhampton, West Midlands, WV6 8QT.
Subject Access Request
You can ask us to provide you a copy of the personal data you provided us with during the initial collection. With regards to access to your personal data, please contact Martin Dodd by emailing him at email@example.com, or by calling him on 01902 742221, or by writing to him at 16 High Street, Tettenhall, Wolverhampton, West Midlands, WV6 8QT.
The Information Commissioners Office (ICO)
If you would like to learn more about the General Data Protection Regulation, you can visit the ICO’s website following this link: https://ico.org.uk/. You can also find an overview of the GDPR following this link: https://ico.org.uk/for-organisations/data-protection-reform/overview-of-the-gdpr/
The value of your investment can go down as well as up and you may not get back the full amount you invested. Past performance is not a reliable indicator of future performance.